Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
appraisal company in capital market’s location or telephone number. 7 Clause 16 In case any appraisal company in capital market obtaining an approval under this Chapter fails to maintain its characteristics
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
company of EforL. 3. General Characteristic of the Transaction The Company will subscribe newly share capital with existing shareholders proportionate of 43,649,997 shares or 50.17% of newly increase share
Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and
B.E. 2546. 3. General Characteristic of the Transactions and Details of the Acquired Assets 3.1 General Characteristic of the Transaction The Subsidiary shall purchase entire Leyland’s ordinary shares
the borrower or other persons to return the securities previously borrowed; (3) to enable the borrower or other persons to fulfill any obligation in accordance with the category or characteristic as
obligation in accordance with the category or characteristic as notified by the Office.2 1 As amended by the Notification of the Securities and Exchange Commission No. KorThor 59/2543 Re: Rules, Conditions and
Notification. Clause 10. The derivatives broker allowed for derivatives trading under Clause 8 and Clause 9 shall maintain its qualifications according to Clause 6 at all times when such derivatives broker