PROVIDENT FUND ACT PROVIDENT FUND ACT (No. 2) B.E. 2542 Section 9. The articles of the fund shall consist of at least the following particulars: (1) the name of the fund, which shall be preceded by
หลักการการจัดการกองทุนส่วนบุคคลแบบพิเศษ (Hedge Fund) เอกสารรับฟงความคิดเห็น เร่ือง หลักเกณฑการจัดตั้งกองทุนสวนบุคคลสําหรับผูลงทุนรายใหญ ฝายกํากับธุรกิจจัดการลงทุน สํานักงานคณะกรรมการหลักทรัพย
material to maintain its professional status, or in any aspects which would affect the overall creditworthiness as professional. Clause 3. In soliciting investors to enter into a derivatives fund management
derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the scope of rules
have clear guidelines for the exercise of voting rights to maintain the best interest of the mutual fund and the guidelines shall be approved by the board of directors of the mutual fund management
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
” means a securities company licensed to undertake securities business in the category of mutual fund management. “Closed-end fund” means a mutual fund which does not accept the redemption of investment
: “Management company” means a securities company licensed to undertake securities business in the category of mutual fund management. “Closed-end fund” means a mutual fund which does not accept the redemption of
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.