Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an
Bangkok, June 23, 2011- The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from acting as an executive in
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
Bangkok, September 11, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against GISP Ltd. (GISP), Mr. Supawit Sootisong, and Navista
On 8 February 2024, the Central Bankruptcy Court issued an order to Phelps Dodge for the business rehabilitation and appointed EY Corporate Advisory Services Co., Ltd. as the plan administrator
แบบแสดงราการข้อมูลประจำปี UNOFFICIAL TRANSLATION Notification of the Change of Audit Firm Date ....... Month ............ Year ....…. Dear Secretary-General of the Office of the Securities and
control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or https://www.sec.or.th/EN
Offeror : (1) BJC SUPERCENTER CO.,LTD. (2) SAOWANEE HOLDINGS CO.,LTD. | Date of submission of the Statement of Intention : 06/07/2017
Offeror : (1) BJC SUPERCENTER CO.,LTD. (2) SAOWANEE HOLDINGS CO.,LTD. | Date of submission of the Statement of Intention : 04/08/2017