Bank /*# %B`&* ". $% /*( Custodian Bank )# TCR Issuer 0G"H

: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor

Funds under HK-TH MRF in Thailand (Inbound) 1.1 Applicant The Hong Kong Covered Management Company or its local representative1 shall file an application for an offering for sale of the Hong Kong Covered

: Contact person: Email: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact

: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact person: Email

operator: Name of local representative: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase

of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the

under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator

AQIs AQIs AQIs AQIs AQIs AQIs AQIs 2564 - 2565 AQIs - 1. * 2564 Non-Big 4 Local firms1 International firms2 (partner)3 166 - 577 5.11% - 6.39% 4.21% - 13.72% EQCR) 68 - 364 2.09% - 4.03% 1.71% - 4.20% 1

Operator หรือ ตัวแทน (“local representative”) ซ่ึงเป็น ผู้ยื่นค าขอตรวจสอบลักษณะหนว่ยของ ASEAN CIS ในประเทศไทย (“ผู้ยื่นค าขอฯ”) จะต้องระบจุ านวนเงนิทีจ่ะ เสนอขายในประเทศไทยเป็นสกลุเงินบาท และระบุช่ือ ผู้รับ