;, which involved purchasing digital assets in exchange for cash and crediting such cash to Freedom Card, with fees charged. Furthermore, they solicited the public to use their services through Bitazza’s
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"
procedures as specified in the notification of the Securities and Exchange Commission. In this regard, Merkle’s 11 bank accounts used to deposit customer cash were under the company's name without the
;), jointly provided the product known as "Freedom Card", which involved purchasing digital assets in exchange for cash and crediting such cash to Freedom Card, with fees charged. Furthermore, they
. Watcharachai took Miss Supatchari and Mr. Sitthichai to withdraw cash from their accounts and brought cash back to Mr. Werawat. 10/06/2019 agreed to comply with civil penalties determined by the Civil Penalty
Mr. Saiphet Thongngao Mr. Saiphet Thongngao colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The
Miss Sureerat Ardpaksa Miss Sureerat Ardpaksa colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The