Seandar Inc. Seandar Inc. (or Seandar, Seandar Limited, Seandar Inc. Limited, Seandar (Asia) Ltd., Seandar Europe, Seandarfx) operated derivatives business without obtaining license or registration

AIRA Securities Public Company Limited AIRA Securities Public Company Limited, a financial advisor appointed as the preparer of the offer document of Agripure Holdings Public Company Limited (“APURE

Limited (“APURE”), played a part in causing Mr. Suredpon Jungrungruangkit, Mr. Komol Jungrungreangkit and Summit Pinehurst Golf Club Co., Ltd. (collectively referred to as the offerors) to fail to comply

Beyond Securities Public Company Limited Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed

Apple Group Company Limited Apple Group Ltd. aided and abetted Mr. Sompong Witthayaraksan, former chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of the company

Energy System Engineering and Service Co., Ltd. Energy System Engineering and Service Company Limited (ESES) rendered assistance and support for Mr. Bhusana Premanode performed duties dishonestly and

CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia

Polyplex Corporation Limited Polyplex Corporation Limited (“PCL”) holds more than 5 percent shares in Polyplex (Asia) Pte. Ltd. (“PAPL”) and Polyplex (Thailand) Public Company Limited (“PTL”), Mr

Meta Corporation Public Company Limited On 11 October, 2017 Meta Corporation Public Company Limited (or Vintage Engineering Public Company Limited) offer for sale newly issued securities in the

Meta Corporation Public Company Limited On 7 March, 2018 Meta Corporation Public Company Limited (or Vintage Engineering Public Company Limited) offer for sale newly issued securities in the