liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in IHL’s delayed submission of the report. SEC Act S.300 in
procedures as specified in the notification. In this regard, Bitazza insufficiently provided the system to ensure that Bitazza could know and verify the true identity of its customers, including acquiring
Supervisory Board. This liability arises from her failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in JCT’s delayed submission of the report
Bitazza could know and verify the true identity of its customers, including acquiring adequate information for customers’ risk assessment. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting
from DAOLS’ failure to exercise due care and diligence in protecting the interests of the bondholders, including failing to verify existing encumbrances on the condominium units serving as collateral
liability of the 2nd defendant and the 3rd defendant to jointly pay such civil penalty; (2) The 2nd defendant and the 3rd defendant shall personally pay the civil penalty in the amount of 2,000,000 Baht for
lawsuit of the plaintiff. The Civil Court also imposed civil sanctions as follows: (1) The 1st defendant shall pay the civil penalty in the amount of 2,000,000 Baht with liability of the 2nd defendant and