Clause 8 The intermediary shall calculate the rate or value of the capital required to be maintain under the Notification concerning Maintenance of Capital twice a year, on the last business day of June

prevent risk from changing of price or value of assets or liability, an obligation binding or going to bind in the future by derivatives broker. Such trading shall be made through off-exchange with a

the Exchange or foreign exchange shall be at the rate of 0.001 percent of the trading value, calculated according to the following methods: (a) in case of licensees being members of the Exchange or

to rate or value as stipulated by the Notification of the SEC Office; (9) “ securities company ” means a securities company licensed to undertake securities business in the following categories

. The rate of management fees and other expenses should be clearly prescribed e.g. being a fixed amount or being a percentage of the asset value of the fund 2. Having rules of practice for prescribing the

Exchange Commission No. SorThor. 25/2550 Re: Prescription of the Rate or Value of Property Deposited as Margins _____________ By virtue of: (1) Clause 1(9) of the Notification of the Securities and Exchange

providing service to a client, a derivatives broker shall proceed as follows: (1) determine the aggregate position limits for a client including the margin rate or value, based on fluctuation of derivatives

the rate of 0.001 percent of the trading value, regardless of whether such trading is for clients’ accounts or proprietary account, deducted by the following items: (a) the trading value derived from

securities such as warrant and convertible debenture, describe the significant characteristics of such securities. For example, type, maturity, interest rate, convertible ratio and price, amount of the

รายงาน ทั้งนี้ ให้ใช้อัตราเฉลี่ยระหว่างอัตราซื้อถัวเฉลี่ยขั้นต่ำสุดและอัตราขายถัวเฉลี่ย สำหรับสกุลเงินซึ่งธนาคารแห่งประเทศไทยมิได้ประกาศอัตราแลกเปลี่ยนอ้างอิงไว้ ให้ใช้วิธีคำนวณจากอัตราไขว้ (Cross Rate) (2