SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.15 as of April 8, 2015 Readers should be aware that only the original Thai text has legal force and that this English

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

Notification of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly

The Office of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) The Office of the Securities and Exchange Commission 12 June 2007 To: Managers All securities companies Circular No

Notification of the Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is

Notification of the Office of the Securities and Exchange Commission Published in Government Gazette Vol. 118 Section: Special 95 Ngor Date: 28 Sept. 01 (Translation) U Readers should be aware that

The Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

derivatives exchange and at least prepare disclosure document indicating risk associated with derivatives trading on foreign derivatives exchange which at least contains particulars and substances under the

of the Securities and Exchange Commission. Clause 2 At least two fifths of the total number of directors of a derivatives exchange shall be persons capable of performing the duty to safeguard the

derivatives exchange shall procure an effective information recording and dissemination system with respect to price quotation and trading, which shall generally accommodate at least the following information