required if the applicant has submitted the SEC Office’s letter of acceptance for the audit firm to allow the applicant who is an affiliated auditor to apply for approval via the fast track system. 3
every page by the leader and the authorized signatory of the audit firm, and the audit firm’s seal on every page. - Fees No. Details Fee (Baht /Percentage) 1) Application fee for approval of foreign
No. KorKhor. 2/2548 Re: Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds By
approval of juristic persons as marketing representatives of private funds and standards of conduct. In appointing a juristic person as representative for sale or acceptance of redemption of investment units
every page. - 8) Certification and Letter of Consent of the audit firm (Form 61-2F) via SEC Office website Original: 1 copy Photocopy: 0 copy Remark: Sign by the leader and the authorized signatory of the
audit firm where I am the leader to be an auditor of the business under Clause 3 of the Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in the Capital
of the Securities and Exchange Commission Governing Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds B.E.2551 (2008
(UNOFFICIAL TRANSLATION) (Updated as of 2015) Form 61-1 1. Application for Approval of Capital Market Auditor Date: ............. Month: ......... Year: .......... Dear Secretary-General, Office of
-General Office of the Securities and Exchange Commission In support of the application for approval of the Office of the Securities and Exchange Commission submitted by ………[FULL NAME OF APPLICANT