List of Licensee Please wait... List of Licensee รายชื่อผู้ประกอบธุรกิจ เป็นรายชื่อผู้ประกอบธุรกิจที่ให้บริการในปัจจุบัน ไม่รวมผู้ประกอบธุรกิจที่อยู่ระหว่างขอหยุดประกอบธุรกิจเป็นการชั่วคราว หรือถูก
List of licensed company สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 19:17 List of licensed company List of licensed company ( 133 record(s) found) Company Head
) Performing work in a manner that indicates a lack of professional ethics or standards as stipulated by an association under the Office’s approval; (18) Performing the management duty in a manner that indicates
compliance with any order of the Office or the Securities and Exchange Commission under Section 141, Section 142 or Section 143; (17) Performing work in a manner that indicates a lack of professional ethics or
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nature of deceit or dishonesty or irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least
Register of persons qualified to be fund manager Please wait... Register of persons qualified to be fund manager Export Excel No. List of Fund Managers Type of fund manager MF DF Approval date
sale of 48.99 percent of the ordinary shares of WIE, the sole subsidiary of WORLD, to NAUTIC, which is a listed company on Catalist* under the Stock Exchange of Singapore. NAUTIC is a related party of