. It will help people to end up with more savings and meet with their financial goals. ?A thousand baht, Start a journey to your dream? Project aims to promote investment on a voluntary basis and help

sellers who have benefited more than they should have (in cases where they still have a sufficient number of units at the time of compensation);   (2)  To increase flexibility for AMCs to pay monetary

The event is with the objective to continuously drive forward the Thai capital market because SEC recognizes the significance of the encouragement and development of knowledge regarding finance and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and investment, and also build up immunity for themselves against fraudulent solicitations via a variety...

the fiscal year, instead of within three months under the current regulations;           (2) Requiring the financial statements submission to be in electronic format. For REIT managers that are

Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision

The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department and SEC Ambassadors, provided financial literacy lectures to 1,449 freshmen at  Kasetsart

Bangkok, September 24, 2013 ? The SEC jointly with 13 alliances today signed a memorandum of understanding (MOU) to implement the ?Financial Literacy: Road to Thailand?s Prosperity? project which

Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and

? behaviors that could be useful for designing guidelines for financial education suitable for different target groups.Arnond Sakworawich, Ph.D., NIDA Graduate School of Applied Statistics, has summed up his