issues the following regulations: Clause 1. The followings shall be repealed: (1) Notification of the Office of Securities and Exchange Commission Re: Qualifications of Mutual Fund Supervisors dated 18 May
. KorThor. 9/2550 Re: Call for and Deposit of Margins for Derivatives Trading in Derivatives Exchange (No. 2) dated 24 August 2007, the Office of the Securities and Exchange Commission hereby issues the
Commission hereby issues the following regulations: Clause 1. In this Notification, (1) “Securities company” means any company licensed to undertake securities business in the category of securities brokerage
, Conditions, and Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of Securities and Exchange Commission hereby issues the following regulations: Clause 1. The provision in
, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “ intermediary ” means: (1) a derivative business operator in
_____________ By virtue of Section 14 (2) of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The following Notifications
August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “ derivatives broker ” means any person licensed to undertake derivatives business in the category of
2013, the SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 October 2015, except for Clause 10, Clause 11 and Clause 12(2)(3) and (4), which
. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: (1) “ derivatives broker ” means any person licensed to undertake derivatives business in the category of derivatives
complete evidentiary documentation, provided that the Thai feeder fund meets all the applicable requirements and all outstanding issues are addressed to the satisfaction of the SEC by such time. (2) A Hong