case of a private placement), etc. - Specify other important details of the offer for sale of the securities, for example, the issuer (only in the case of the existing securities holders offering their

Issuer)............................................................... ในฐานะเจ้าหน้าที่บริษัทผู้ออกเสนอขายหลักทรัพย์ให้มีสิทธิใช้งานระบบ IPOS – ระบบออกและเสนอขายหลักทรัพย์ ของบริษัทดังนี้ (เลือกได้เพียง 1

you are in any doubt, you should consult your local intermediary, local representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and

collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If you are in any doubt, you should consult your local intermediary, local

foreign collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If you are in any doubt, you should consult your local intermediary, local

. a large number of redemption due to panic or the issuer unable to pay the principal and the interest within the prescribed period. Such practices should be reviewed and tested. (6) Having corrective

by the intermediary . Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets , the SEC Office shall settle such assets with the official

แก่นิติบุคคลผู้มีหน้าที่ส่งข้อมูล (Outsource) เกี่ยวกับการออกและเสนอขายตราสารหนี้ให้แก่ บริษัท ………………………………………………….. (ระบุชื่อบริษัท Issuer) ซึ่งมีข้อจำกัดในการแต่งตั้งบุคคลเป็นผู้บริหารบัญชีผู้ใช้งาน

, duties and responsibilities between the securities registrar and the securities issuer; (5) positions, number, power and duties of the employees who will work at the unit responsible for providing services

country or jurisdiction specified in the database in Clause 14(3); (2) a corporate client with complex shareholding or functional structures that may raise doubt or difficulty in determining the true