businesses during the preceding year of the year in which the application for approval is filed with the SEC Office. In this regard, such businesses shall not have the same or similar nature and shall involve

mainly in and benefit from infrastructure assets. Clause 4 This Notification sets out the following; (1) in relation to the application and the approval on the offering of the newly issued units; the

: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project (No. 7) By virtue of Section 14(2) of the Securities and Exchange Act B.E. 2535 (1992

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including any provident fund. Clause 3 The issuance and offer for sale of units shall comply with the following rules: (1) an application for an approval, granting an approval for offer for sale of units, and

Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application

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of the Securities and Exchange Commission No. SorNor. 1/2554 Re: Examination and Disclosure of List of Foreign ETF Units and Application for Investment Allotment for Units of Foreign ETF By virtue of

Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the