investment or holding of shares, a securities intermediary in the category of securities finance may invest in shares at an amount not exceeding ten percent of the total shares sold of such company, and the

business established under Thai or foreign law and possessing all of the following characteristics: (1) having the objective of joint investment among at least two accredited investors; (2) assigning any

lower than 6.25 percent of the outstanding. (6) shares listed on the Stock Exchange of Thailand and included in the SET 100 index calculation; (7) investment units of the Money Market Fund; (8) investment

Section 4 Securities and Exchange Act B.E. 2535 Section 4. In this Act "securities" means (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are

selling ” means selling securities without possessing securities. “ ETF units ” means investment units of ETMF or units of foreign ETF . “ units of foreign ETF ” means shares of investment company or unit

person with regard to the purpose of investment, financial position and desire of such person; “related company” means (1) a company holding shares of twenty percent or more of all voting right shares of

the Office. Clause 10. In investment or holding of shares for management company, if management company has complied with the provision in clause 7, it shall be deemed that the management company has

investment, in case of holding shares of 10 per cent or more of sold shares in any juristic person, the name of the juristic person, category of business, unpaid amount of money, and proportion of equity in

; (b) an individual or a company holding majority shares of such person, which means: 1. an individual or a company holding shares of such person in the number of exceeding fifty percent of the total

securities investment.” Clause 15. In cases where the underwritten securities are shares and the securities underwriting agreement indicates an obligation of overallotment of shares, a securities underwriter