Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Company Profile - S & J INTERNATIONAL ENTERPRISES PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:32 Company Profile S & J INTERNATIONAL
Company Profile - NATION INTERNATIONAL EDUTAINMENT PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 May 2023 00:42 Company Profile NATION INTERNATIONAL
Offeror : Mr. PETE BODHARAMIK | Date of submission of the Statement of Intention : 28/09/2016
Offeror : Mr. PETE BODHARAMIK | Date of submission of the Statement of Intention : 26/10/2016
Offeror : Mr. PETE BODHARAMIK | Date of submission of the Statement of Intention : 31/10/2016
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Offeror : North Haven Private Equity Asia Angel Company Limited | Date of submission of the Statement of Intention : 19/09/2016
Offeror : North Haven Private Equity Asia Angel Company Limited | Date of submission of the Statement of Intention : 20/09/2016
Offeror : North Haven Private Equity Asia Angel Company Limited | Date of submission of the Statement of Intention : 29/09/2016