borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its

- 3210 of 3,262 results Sort by: Relevance Date (Newest) Date (Oldest) 6324se.pdf entering into any transaction; (e) risk tolerance. Clause 32 For the purpose of knowing a client, an intermediary shall

, accurate, and current transactions and able to be implemented efficiently within reasonable time; (2) a system for management, compilation, processing, storage, and viewing of information about depository