borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
). In the case where no wrongdoing is detected, the SEC Office will not store such data; Data for verification of wrongdoing from the integrated public information and governmental services database
the Securities and Exchange Act, the Provident Fund Act, or any rule prescribed thereunder, such dispute shall also have the following characteristics: (a) the dispute occurred not more than six months
the Securities and Exchange Act, the Provident (UNOFFICIAL TRANSLATION) - 3 - Fund Act, or any rule prescribed thereunder, such dispute shall also have the following characteristics: (a) the dispute