SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
SCB ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 21/07/2020 - 31/07/2020
บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมหน่วยลงทุน (Fund of Funds) | วันที่เสนอขาย : 21/07/2563 - 31/07/2563
Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the
incorporated to allow the investing public to access and benefit from the capital market. The said integrated strategic moves aim to contribute to the sustainable growth of the Thai capital market. ?This
agents (natural persons); 4. Financial advisors, marketing agents of private funds/credit rating agencies for mutual funds; 5. Supervisors, custodians, marketing agents of private funds/credit rating
issuance and offer for sale of securities and the relevant professionals, for example, appraisers, and financial advisors; 4. Information regarding any action undertaken with the company applying for
e-service Online Submission See canceled document Derivatives Advisors >> Capital Adequacy Requirements Type Title Section See Document Status Notified Date Effective Date 1. Notification of the
Securities and Exchange Commission Kor Thor. 4/2561 Maintenance of Capital of Investment Advisors and Derivatives Advisors 17/01/2018 01/04/2018 Notification of the Office of the Securities and