appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.

order to the securities company, it shall be deemed that the Office grants an approval as per the securities company’s request. Clause 7. The online branch office shall perform only the following duties

the Office grants an approval as per the securities company’s request. Clause 7. The online branch office shall perform only the following duties: (1) arrange to have a computer set where customer can

consideration, or does not order to the derivatives broker, it shall be deemed that the Office grants an approval as per the derivatives broker’s request. Clause 7. The online branch office shall perform only the

broker’s request. Clause 7. The online branch office shall perform only the following duties: (1) arrange to have a computer set where customer can submit a trading instructions for derivatives contract by

the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I

Section 19 Securities and Exchange Act B.E. 2535 Section 19. The Office has the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any other

auditors and perform the audit under the provisions of the law governing auditors and any additional regulations specified in the notification of the SEC. The approval of the auditor under the first

. Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining Approval and Granting to Perform Trust Business ___________________________________ By virtue of

system, and arrange for such personnel to perform their functions in accordance with the established policy and procedures by meeting the following criteria: (1) educate all employees and contractors on IT