inspection of information technology operation, either by an internal unit of the securities company or by an outsider inspector, in order to inspect all of the potential risks on information technology. In

able to comply with the BCP practically and completely when emergency incidents happened, companies shall provide a qualified and independent evaluator to evaluate the effectiveness of auditing plan and

and internal control information technology system by independent unit once a year at least by an internal unit of the securities company or by an outsider inspector [M] o notifying to the Office

facilitating the inspector(s) of the SEC Office in inspecting the audit quality control system; (4) clarifying or submitting any other information regarding the audit work or taking any other steps in giving