Bangkok, July 21, 2014 ? The SEC announced the results of the 3rd Mekong Capital Markets Cooperation (MCMC) meeting in Pattaya City that all 5 member countries agreed on mutual benefits of this

Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The

prospectus or by contacting the AMC managing their LTF**. The offering period for Thai ESGX, as well as the transfer window for LTF units, will run for two months, from May to June 2025 in accordance with the

The ASEAN Capital Markets Forum (ACMF) welcomed the progress achieved by the ASEAN Green Bond Standards at its meeting today. Since its launch in November 2017, the ASEAN Green Bond Standards have

the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the

without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the

scope of work. In addition, CL did not inform the SEC about the outsourcing. This case is in the process of inquiry by the inquiry official. SEC Act S.100 in conjunction with 113 Criminal Complaint

and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1

Mr. Suthapa Khemaprueth Between January 5, 2009 and March 27, 2009, Mr. Suthapa Khemaprueth, managing director of Bania Co., Ltd., aided and abetted Mr. Maris Tarab and Mr. Burim Chombhubol in

were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 18/07/2013