the unit holders, under Clause 23 and Clause 24; (16) the restriction of unit holders’ right when exceeding the holding ratio or when having extraordinary interest in the matter, under Clause 25; (17
transaction or material undertaking; (d) having withdrawn an application for approval of an offer for sale of newly issued securities without giving any clarification to the SEC Office regarding any matter
assigned matter until the maturity date (11) there is no reasonable ground to suspect that the regulator of the capital market of the country wherein the foreign entity is established is unable to provide an
Executives of Securities Issuing Companies; (5) the Thai government agencies shall not have a record of contravening a regulation or condition related to securities offering in a significant matter within a
activities of funds; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a management company shall comply with other notifications which
applicant shall not have any of the following characteristics: (a) having a record of contravening a regulation or condition related to securities offering in a significant matter; (b) having been rejected by
holder and non-transferable unless in the case of inheritance. Number of Warrants in issuance and offering : Not exceeding 225,000,000 units Date of issuance : Within 1 year from the date of the approval
restriction as indicated under Clause 21 except for a transfer by inheritance. It shall be deemed that the SEC office has registered a transfer restriction on the date such statement is made; (2) the Company