procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date

compliance unit ("Head of Compliance") by the date specified in the notification. However, CoinsTH appointed a new Head of Compliance on May 2, 2024. DAB Act S.94 in conjunction with 30 Settlement

NEP Realty and Industry Public Company Limited NEP Realty and Industry Public Company Limited (“NEP”) had duties to prepare and submit a financial statement for Q1/2023 through the transmission

NEP Realty and Industry Public Company Limited NEP Realty and Industry Public Company Limited (“NEP”) had duties to prepare and submit the Interim Management Discussion and Analysis (“MD&A”) for

Electronics Industry Public Company Limited Electronics Industry Public Company Limited, a securities issuer, prepared and submitted the inaccurate financial statements for Q1/ 2016 ended March, 2016

Mr. Santi Vitayapipopskul Mr. Santi Vitayapipopskul, Head of CPF Finance & Accounting Shared Services Center, who is responsible for the operation of Charoen Pokphand Foods Public Company Limited

Mr.Bee Taechaubol Electronics Industry Public Company Limited, failed to prepare and submit the financial statements for the year 2014, the annual registration statement for the year 2014(Form 56-1

compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. SEC