) อธิบายสถานะและการเปลี่ยนแปลงที่มีนัยสำคัญ โดยใช้ตัวเลขที่แสดงผลการดำเนินงานสำคัญ (key performance indicator เช่น ROE อัตรากำไรขั้นต้น เป็นต้น) มาประกอบการอธิบาย เทียบกับตัวเลขอ้างอิง (benchmark เช่นข้อมูล

notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as foreign exchange rate risk

อยู่ในระดับที่องค์กรยอมรับได้ (risk appetite) (4) การกำหนดตัวชี้วัดระดับความเสี่ยง (IT risk indicator) สำหรับความเสี่ยงสำคัญที่สอดคล้องกับ ความเสี่ยงที่ระบุตาม (1) รวมถึงจัดให้มีการติดตามและรายงานผลตัว

necessary or facilitate to process data completely, accurately, and effectively, such as IT equipment, applications, computer network systems, procedures, or information processing areas, etc. Chapter 1

to cover a disruption possibly occured in every incident and a case where an occurrence of emergency incidents lasts a long time or results in damage covering wide areas, such as epidamics or a failure

Thai capital market; (2) having readiness for participating in a regulatory sandbox in the following areas: (a) having capital, work systems and personnel that can support service provision appropriately

benefit Thai investors or the Thai capital market; (2) having readiness for participating in a regulatory sandbox in the following areas: (a) having capital, work systems and personnel that can support

areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems appropriate; (2) The procedures to be made by the management company to ensure

control and good practice; (3) being able to show that the capital market personnel performing duties in any of the following areas have the qualifications and do not have any prohibited characteristics

processing completely, accurately, and effectively such as IT equipment, applications, computer network systems, procedures, or information processing areas, etc. Clause 9 An intermediary shall establish