was notified by the competent officer to comply with such orders, Zipmex delivered only partial or incomplete information. In addition, Zipmex delayed the delivery of information requested by the
transactions in the wallet. In this regard, although he was notified by the competent officer to comply with such orders, he delivered only partial or incomplete information. In addition, he delayed the delivery
submitted an incomplete registration statement (FORM 69-PP-PRICING) which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2024 Settlement
failure to order or act according to the duties as aresult, between November 4, 2022 and May 18, 2023, Asia Wealth as a securities broker, incomplete separation of customer assets The client’s assets are
Derivatives Act B.E. 2546 (2003). - The SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official informed the SEC to refile a separate criminal complaint
Act B.E. 2546 (2003). - The SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official informed the SEC to refile a separate criminal complaint against
). - The SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official informed the SEC to refile a separate criminal complaint against each alleged offender and
SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official informed the SEC to refile a separate criminal complaint against each alleged offender and its