opinion; “collateral” means a collateral for compensation of damage to a customer arising from incorrect or incomplete performance of duties of the investment advisory company, i.e. : (a) insurance policy
and Exchange Act (No. 4) B.E. 2008 stipulates that the prescription of the rules and determination of periods for submission of reports or demonstration of document of securities companies shall be the
according to the procedures specified in Clause 13 of the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or filled up at the
incomplete or insufficient for making a decision to invest or contains any statement that may mislead investors; (b) there shall be no reasonable suspicion that a REIT manager and the trustee lack a sufficient
Supervisory Board No. TorNor. 76/2552 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds dated 3 August 2009: “Clause 11/1 In case of force majeure that causes incomplete liquidation within
documents in full according to the procedures specified in Clause 13 of the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or
presentation of the investment amount and the gains from loss of control in subsidiaries. In addition, the information disclosed in its Q2 and Q3/2017 financial statements were incomplete and ambiguous, which is
out to third party, making the revenue incomplete for 6 month. 1.5) Revenue from renting realty decrease THB 14.74 million due to the subsidiary bring back the Banqueting and Restaurant business to
incomplete operations full capacities as a result, the gross profit margin decreased from 9.24% for the first quarter of 2019 to -15.82% for the first quarter of 2020. - Other incomes decreased by 37.59% from