Security Incident Management; 2.13 Information Security Aspects of Business Continuity Management. Notified this 12th day of September 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of the

_____________ · การจัดทำนโยบายและหลักปฏิบัติในการรักษาความปลอดภัยของระบบสารสนเทศ (Information Security Policy and Procedure) 1. บริษัทท่านมีการจัดทำ information security policy อย่างเป็นลายลักษณ์อักษรหรือไม่ ( มี

shall establish the information security incident management in accordance with the following criteria: (1) establish procedures and processes to manage information security incidents; (2) define the

handling; In this regard, the high-level management should arrange for a procedure in notifying and acknowledging the related personnel of the policies and the practices as well as a procedure for continuous

Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By

Securities and Exchange Commission No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation

ที่อาจส่งผลกระทบต่อความมั่นคงปลอดภัยของระบบสารสนเทศ (incident report) ให้กับสำนักงานตามที่กำหนดในประกาศว่าด้วยการจัดให้มีระบบเทคโนโลยีสารสนเทศ โดยหนังสือฉบับนี้ ข้าพเจ้าและตัวแทนสมาชิกทุกคน (“ตัวแทนสมา

derivatives business operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in accordance with the form and procedure

SEC Office within thirty days from the filing date of the application by following the procedure and method specified in the Licensing Manual for the Public unless the SEC Office accepts the request

……………………………….…….………. Detail of such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of