the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the
The 31st ASEAN Capital Markets Forum (ACMF) Meeting today in Phuket discussed the progress of ACMF initiatives on sustainability, connectivity and resilience. The initiative on developing a Roadmap
Mountain Capital Fund : Unlicensed digital asset business (Disclosure Date : 09/01/2024)
media campaign and featured through games and activities. In the picture: Mrs. Tosporn Vichienchai, SEC Assistant Director of the Capital Market Education Department, (third from left), joined the panel
The Securities and Exchange Commission (SEC), represented by Ms. Rattaya Kotcharag, Assistant Director of the SEC Complaint Center, participated in a panel discussion on scammer tactics under the
discussion, Ms. Archinee highlighted the SEC’s effort in handling reports of investment scams from the public and capital market organizations. She also highlighted the collaboration between the SEC and social
Saxo Capital Markets Pte Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/07/2018)
CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)
Facebook page AMATA - Capital Gain : Unlicensed securities and derivatives business (Disclosure Date : 16/05/2023)