accordance with the illustration attached in this Notification. Clause 7 Fees for applying a license and permitting license to undertake derivatives business under this Notification shall be as follows: (1) an

derivatives brokerage license form shall be in accordance with the illustration attached in this Notification. Clause 7 Fees for applying a license and permitting license to undertake derivatives business under

การซื้อนอกตลาดหลักทรัพย์ การรับโอนหลักทรัพย์ และการรับคืนหลักทรัพย์จากการให้ยืม เป็นต้น In case of an acquisition of securities and derivatives, specify the method of such acquisition, for example

significant case effect to the security of the information technology [M] · proving a method or compliance guideline support to compliance with the prescribed policy [M] · determining clearly duties and

under the method of margins calculation prescribed by the derivatives exchange. Clause 4. In acting as a derivative agent in a derivatives exchange, the derivatives agent shall: (1) call for its clients

....................................................................................................................................................... ....................................................................................................................................................... ....................................................................................................................................................... ( - Specify the key features of the securit...

capital market products which are over-the-counter derivatives. Clause 5/3 4 An intermediary shall ensure that the method and procedure for communicating with and providing services to clients have included

companies means investments in subsidiary and associated companies holding by the company and subject to the accounting standard which records such investment by the Equity Method. In case of any holding of

, for example, limited types or number of service users; (4) specifying a period of participating in the regulatory sandbox to be no longer than one year as from the approval date; (5) having the study or

) securities; (3) other assets; (4) any benefits accruing from the assets under (1) - (3), for example, right in dividend or interest or right to purchase newly issued shares and right to attend and to vote in a