interest for such client ; (b) being able to exhaustively prevent illicit exploitation of information or opportunity as a result of the intermediary ’s services; (c) separating units and personnel of such

company, auditor, mutual fund supervisor or the Office 4.6 Consent to the Office to investigate the performance of the delegatee within the specified period 4.7 Resolution of dispute with related persons

client in each category is treated fairly and with the best interest for such client ; (b) being able to exhaustively prevent illicit exploitation of information or opportunity as a result of the