where the issuer can redeem the structured notes before maturity (callable), the risk must be clearly identified that the investors may be exposed to the risk if the issuer exercises a call option i.e
objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of
, independent analyses and opinions by CRAs.2 This, in turn, is designed to promote the three core objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
standards under (1) are unavailable. In case of complicance with the accounting standards under (1) or (2), the source of such accounting standards shall also be identified. Clause 4 This Notification shall
following information: 1 Exemption for the case of offering of structured notes issued in accordance with the Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2559 Re: Application and
having the rights to receive debt repayment from the issuer before common shareholders but after debenture holders; (7) perpetual bonds; (8) non-investment grade or unrated bonds; (9) structured debentures
before date of maturity; (b) segregated by its own custody which must be done in a manner that such money can be clearly identified without suspicion that it belongs to the clients; (2) securities; (a
necessary. Clause 4. In addition to the material information of the contract that should be identified as agreed upon by counterparties, the securities registrar shall include the following contents in the