Line "ผู้แนะนำการลงทุน (เลขที่ทะเบียน IC 048919)" impersonate "Investment Consultant with approval Identification number 048919" : Unlicensed securities and derivatives business (Disclosure Date : 06

three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  For unlicensed securities business operated by S

for a term of two to five years and a fine from 200,000 baht to 500,000 baht and a further fine not exceeding 10,000 baht for every day during which the contravention continues. The SEC has therefore

Section 125 of an imprisonment up to three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues. The SEC

Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further

to imprisonment for a term of 2 - 5 years and a fine of 200,000 baht to 500,000 baht, and a further daily fine not exceeding 10,000 baht for every day during which the contravention continues.

exceeding three years or a fine not exceeding three hundred thousand baht or both and a further fine not exceeding ten thousand baht for every day during which the violation continues.  The SEC therefore

highest ranking management must be sought from the Bank of Thailand every four years. 4. Disclosure of additional corporate governance information is required, such as information on significant fine

well-prepared, and ready to fine-tune business strategies in a timely manner to remain competitive. 4. Regulatory Risk Given that commercial banks are deposit-taking institutions which play a vital role

supervise and ensure fair treatment for retail and SME customers will pose a heightened challenge to banking performance. To cope with these issues, commercial banks may have to fine-tune their strategies