, investment status and the approximate spending amount. In case of acquiring assets or investment in a business unrelated to the current one, clarify the reason(s) and the background of such asset acquisition
structure: (i) That is aimed at cooperation, and (ii) That is clearly aimed at profit or cost-sharing or shares common ownership, control or management, common quality control policies and procedures, common
specific person. “ investment planner ” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in
mutual fund with the Office; (6) transferring ownership of any remaining assets to the Office; (7) undertaking any other actions as deemed necessary for the completion of the liquidation; The liquidator
costs and proportionate ownership, control or management power, have commons quality control system, business strategies, shared names or shared significant professional resources. The related parties or
the law on securities and exchange , including regulations issued by virtue of such law in the part of their responsibilities; **(6) having personnel to be investment consultant, investment planner or
, without planning or analyzing of investment. “ investment planner ” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such
Investment and Securities Analyst (CISA) Level 2 or higher, the Chartered Financial Analyst (CFA) Level 2 or higher, the Certified Financial Planner (CFP), or the Financial Risk Manager (FRM) - - ( Except
ปี ในช่วงระยะเวลา 7 ปี ก่อนวันที่ได้รับการแต่งตั้ง ( 4 ( ไม่น้อยกว่า 7 ปี ในช่วงระยะเวลา 10 ปี ก่อนวันที่ได้รับการแต่งตั้ง คุณสมบัติของผู้ขอความเห็นชอบเป็น ผู้วางแผนการลงทุน (investment planner) กรณี