) ………………………………………………………… Location of head office ……………………………………………………………… …………………………………………………………………..…………………… Telephone number …………………….. Facsimile number ……………………….. Part 2: Category of an applicant □ A commercial bank under the

law on securities and exchange (SC.) licensed to operate securities business in the category of: Ο securities broker Ο securities dealer Ο investment advisor Ο securities underwriting Ο mutual fund

Establishment of Company under the law of the jurisdiction where such foreign ETF is established – in case of foreign ETF established by an investment company; or [ ] (b) Trust Instrument or Trust Agreement – in

การเข้าใช้งาน ไม่น้อยกว่า 3 เดือน หลักฐานการเข้าถึงและใช้งาน ระบบสารสนเทศ (application log) บัญชีผู้ใช้งาน / หมายเลขประจำเครื่องที่ใช้งาน (IP address) / วันและเวลาที่เข้าใช้งาน

specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number Country of issue of Passport CPA license number Issued by Country Home address City State Postcode Country

the words “Provident Fund” and followed by the words “which has been registered”; (2) the location of office; (3) the objectives; (4) the procedures for admission of members and termination of

services; (4) verify the identity of users in networks, in particular, if the dynamic IP address is used. 5.2 User Access Management Objective: To ensure authorized user access and to prevent unauthorized

....................................................................................................................................................................... หมายเลขโทรศัพท์...............................................................Email address............................................................................ เว็ปไซต์ (ระบุเฉพาะกรณีที่มีการ

by CIS Operator ) [ ] 6. A document demonstrating that the investment policy and product restrictions of NRI CIS are in accordance with those specified by the Notification of the SEC Thailand relating

...................................................................................................................................................... หมายเลขโทรศัพท์............................................................Email address........................................................... 2. ชื่อทรัสตี