Arrangements and Annex 3: Passport Rules as prescribed in Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (“MOC”), and is under supervision of Home Regulator
Fund or CISs in Home Economy satisfied those stipulated in section 17 of the Passport Rules (Annex 3) of the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds
Collective Investment Scheme and APEC Asia Region Funds Passport By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No
Supervisory Board No. Tor Nor. 41/2564 Re: Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the People’s Republic of China
for sale of units of foreign collective investment scheme Name of foreign collective investment scheme (CIS): Date of the constitution of the CIS (dd/mm/yyyy): Home jurisdiction: Name of home regulator
Registration Statement for an offer for sale of units of foreign collective investment scheme Part I Name of foreign collective investment scheme (CIS): Home jurisdiction: Name of home regulator: Type of
registration or any other similar operations from the home regulator: (1) ASEAN collective investment scheme; (2) APEC Asia Region Funds Passport; (3) foreign ETF. 2 “ASEAN collective investment scheme” means a
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
the APEC Asia Region Funds Passport is established legally under the law of the jurisdiction where the home regulator is established; (4) a letter appointing a brokerage firm to perform duty as a
2021 Page 2 of 4 Form 69 – CIS material update Registration Statement for an offer for sale of units of foreign collective investment scheme Name of foreign collective investment scheme (CIS): Home