demonstrating a comparison between the laws and regulations of Home and Host regulators relating to management of NRI CIS ( issued by CIS Operator ) 9. A fee of THB100,000 (VAT exclusive) payable in the form of
managed CISs: _________________ Total assets under management (latest available figures): in Home Economy ___________________________________ offered cross-border ___________________________________ Total
operation of financial asset CIS that are offered to the general public: _______________ Total assets under management (latest available figures): in Home Economy ___________________________________ offered
Clause 2 (3) must demonstrate policies and measures on risk control and management, operational management and internal control system in order to efficiently operate derivatives business, including
_______ Country _______ Expiry date _______ Home Address _______ City State Postcode Country E-mail address Telephone number Fax number Mobile phone number 2. Principal place of practice Firm Name Position
ออกภายใต้อีทีเอฟต่างประเทศ (3) “ตลาดหลักทรัพย์หลัก” (home exchange) หมายความว่า ตลาดหลักทรัพย์ ต่างประเทศที่หน่วยของอีทีเอฟต่างประเทศจดทะเบียนซื้อขายอยู่แล้ว และในกรณีที่หน่วยของ อีทีเอฟต่างประเทศมีการ
Practice Guidelines No. NorPor. 4/2559 Re: Practical Guidelines for Business Continuity Management _______________________________ Reference is made to the notification of the Capital Market Supervisory
of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3. Internal management of the Audit Firm 5 4. Inspection results on quality control system by other agencies (if any) 5 5
. Assets 5. Legal disputes 6. General information and other material facts Part 2: Management and Corporate Governance 7. Securities and shareholders 8. Organizational structure 9. Corporate governance 10
................................................................................................................................................... โทรศัพท์................. โทรสาร...................website/home page …………...…….e-mail address.......................... ที่ตั้งสาขา (ถ้ามี) .........................................................โทรศัพท์