Page 1 of 7 Form 35 – foreign ETF Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy
: _____________________________________________________ Home Jurisdiction: ________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that NRI CIS is legally established
: ______________________________________________________ Home Economy: ___________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that ARFP Passport Fund is legally
for sale of units of foreign collective investment scheme Name of foreign collective investment scheme (CIS): Date of the constitution of the CIS (dd/mm/yyyy): Home jurisdiction: Name of home regulator
Registration Statement for an offer for sale of units of foreign collective investment scheme Part I Name of foreign collective investment scheme (CIS): Home jurisdiction: Name of home regulator: Type of
2021 Page 2 of 4 Form 69 – CIS material update Registration Statement for an offer for sale of units of foreign collective investment scheme Name of foreign collective investment scheme (CIS): Home
Notification: “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; “market maker” means any person registered as market maker with derivatives
this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of
ที่ตั้งส านักงานใหญ่ที่ เลขทะเบียนบริษัท Home Page (ถ้ามี) โทรศัพท์/โทรสาร มีวัตถุประสงค์ในการน าเงินที่ได้จากการเสนอขายตราสารหนี้คร้ังนี้ประมาณ ล้านบาท ไปใช้ดังนี้ 1 ข้อ (1)- (5) ให้มีผลใช้บังคับวันท่ี