Limited (“ALL”), had changes in her securities holdings in ALL during the period from 28 August 2020 to 27 August 2021, through transactions executed by herself as well as by her former spouse. Accordingly

securities holdings in ALL during the period from 28 August 2020 to 3 January 2023, through transactions executed by himself as well as by his former spouse. Accordingly, Mr. Thanakorn had the duty to prepare

Mr. Lertchai Vongchaisit Mr. Lertchai Vongchaisit, Director of Arrow Syndicate Public Company Limited (“ARROW”) was required to prepare and submit a report on the change in securities holdings

in securities holdings (Form 59) in accordance with the SEC’s regulations, as his spouse had conducted a transaction involving ARROW securities on 7 July 2020. However, Mr. Tanon failed to prepared

proportion of among all sharesholders, changes holdings of UV securities on March 4 to 13 2020. However, Mr. Thapana prepared and disclosed the the report (Form 59-2) to the SEC office on March 19, 2020 which

proportion of among all sharesholders, changes holdings of UV securities on March 4 to 13 2020. However, Mr. Pranote prepared and disclosed the the report (Form 59-2) to the SEC office on March 19, 2020 which

among all sharesholders, changes holdings of TOA securities on April 29, 2020. However, Mr. Prachak prepare and disclose a report [From 59-2] to the SEC office on July 8, 2020 which means Mr. Prachak

among all sharesholders, changes holdings of TOA securities on April 29, 2020. However, Mrs. La-or prepare and disclose a report [From 59-2] to the SEC office on July 8, 2020 which means Mrs. La-or failed

. The SEC found that Mr. Pasu traded shares of TRITN during the period from June 17,2022 to November 17, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings of

. The SEC found that Mr. Pasu traded shares of GLOCON during the period from June 24, 2022, to October 27, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings