the duties similar to fund manager. (2) Specific Rules (a) Being a manager of the management company or holding any position from second to manager down to department director whose role is responsible

of director, derivatives investment manager, manager of the management company, or any person holding equivalent position called otherwise who take the highest responsibility in the line of work

the management of funds; or (b) being the position of director, manager of the management company, or any person holding equivalent position called otherwise who take the highest responsibility in the

or Holding of Securities or Other Assets for Management Company (No.2) dated 11 October 2000; (5) Notification of the Office of the Securities and Exchange Commission No. SorNor. 32/2544 Re: Acts that

, disposal or holding of securities or other assets; “management company” means mutual fund management company or private fund management company ; “mutual fund management company” means a securities company

) investment management assistant of persons holding the positions under sub clause (1) to (4); (6) member of fund investment committee ; (7) person holding a position called by any name who provides

[proprietary trading] investment committee or a risk management committee, etc.; (7) person holding a position called by any name who provides consultation or opinion to the committee under sub clause (6

this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the

: Investment and Holding of Assets for a Fund dated 17 July 2006: “In preparing the information required under the first paragraph in respect of the provident fund with multiple investment policies, management

the duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an