approved by the Office of the Securities and Exchange Commission under the Notification governing approval for auditor, and is eligible to do auditing and put his or her signature in the opinion on the
eligible to do auditing and put his or her signature in the opinion on the financial statement of a securities company, shall be a certified public accountant who is approved by the Office of the Securities
the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in
Nomination Committee, CG Committee, Risk Management Committee and Human Resource Committee of the Company, resigned as a Company Director and from all of her associated positions, with effect from 21st August
the position of the Chairman of the Board of Directors is vacant or the Chairman is unable to perform his or her duties, the Vice-Chairman, if available, shall convene the meeting. In the absence of the
convene a Board of Directors meeting. In the event that the position of the Chairman of the Board of Directors is vacant or the Chairman is unable to perform his or her duties, the Vice-Chairman, if
. (please fill details only in case of an application for approval to be an executive of a securities business licensee.) Name of Company and Position Holding shares of his or her own (in case of a director
or removals of directors of the business; (c) Any person who, by circumstances, can control such persons responsible for policy making, management or operation of the business to follow his/her orders
of the CIS Operator. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) “I have duly examined the information contained in this registration