procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date
compliance unit ("Head of Compliance") by the date specified in the notification. However, CoinsTH appointed a new Head of Compliance on May 2, 2024. DAB Act S.94 in conjunction with 30 Settlement
Mr. Santi Vitayapipopskul Mr. Santi Vitayapipopskul, Head of CPF Finance & Accounting Shared Services Center, who is responsible for the operation of Charoen Pokphand Foods Public Company Limited
2022. However, on March 31, 2023, ALL submitted the form 56-1 One Report for the year 2022 without disclosing information about these disputes. Instead, it stated that “The company has no legal disputes
One Report for the year 2022 without disclosing information about these disputes. Instead, it stated that “The company has no legal disputes that may cause damage to the group’s assets exceeding five
Mr. Khanist Srivajiraprabha An offence of Nex Point Public Company Limited ("NEX") for disclosing information by concealing material facts that should be stated, in accordance with Section
compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of
compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. SEC
compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. SEC