procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date

compliance unit ("Head of Compliance") by the date specified in the notification. However, CoinsTH appointed a new Head of Compliance on May 2, 2024. DAB Act S.94 in conjunction with 30 Settlement

Mr. Santi Vitayapipopskul Mr. Santi Vitayapipopskul, Head of CPF Finance & Accounting Shared Services Center, who is responsible for the operation of Charoen Pokphand Foods Public Company Limited

Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub

and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1

compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. SEC

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. SEC

Mr. Veerapat Viriyakovitya Mr. Veerapat Viriyakovitya, Head of Finance and Accounting Department, who is responsible for the operation of Ngern Tid Lor Public Company Limited, shall be liable for