Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, did not submit reports of IT usage capacity for the period of April 2024, nor did it submit or

Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital

Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer

website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid

of the total voting rights of BTNC. Later SIRATARN reduces its shareholding below such trigger point, it then was exempted from the requirement to make a tender offer. SEC Act S.247 Settlement

total voting rights of SANKO. Later TIP reduces its shareholding below such trigger point, it then was exempted from the requirement to make a tender offer SEC Act S.247 Settlement Committee Meeting No

(expected return) of SCB Money Market Fund (SCBMONEY) in the fund offering documents and through public media channels. It is a practice that does not comply with the rules announced by The Office of the

. It is a practice that does not comply with the rules announced by The Office of the Securities and Exchange Commission. SEC Act S.113 Settlement Committee Meeting No. 10/2025 Settlement Committee

percent threshold of the total voting rights of the company. Therefore, it was required to submit a Form 246-2 report to the Office within the period prescribed by the announcement, i.e., by 2 July 2024

word “for customer”. Accordingly, it was not clearly indicated that the accounts are held by the company for the benefit of customers. DAB Act S.30 and 31 Settlement Committee Meeting No. 4/2026