such asset; “association” means the association related to securities businesses whose establishment is approved by and registered with the SEC Office with the objective of promoting and developing
, dealing or underwriting of investment units. “Association” means any association relating to securities business, which has been approved by and registered with the Office, whose objective is to promote and
securities business, which has been approved by and registered with the Office, whose objective is to promote and develop securities business in the category of investment management; “Office” means the Office
) “Association” means any association relating to securities business, which has been approved by and registered with the Office, whose objective is to promote and develop securities business in the category of
approved by and registered with the Office, whose objective is to promote and develop securities business in the category of investment management; Clause 3. The securities company shall advertise any mutual
Feeder Fund Fund of Funds Exchange-Traded Fund Index Fund Capital-Guaranteed Fund Any other type, please specify __________________________________________ 1 Legal entity refers to the legal form of Thai
. (Translation) -3- “general advice”5 means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice
without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice given to any person that suitable to investment objective, financial status
of a securities investment; (11) “general advice” means an investment advice given to any person without considering the investment objective, financial status, or requirements of such person; (12
unit of a collective investment scheme which has characteristics similar to a mutual fund but excluding the collective investment scheme with the objective of directly investing in properties relating to