full. 14 The warning in the first paragraph shall be displayed at all references of the deposit benchmark. Division 2 Mutual Funds with Investment Policy on Guaranteed Funds According to the Notification
mutual fund management companies3. Chapter 1 General Rules ___________________ Division 1 Mutual Fund Supervisors ___________________ Clause 8 A mutual fund management company may change a mutual fund
contracts. “insurance” means the professional indemtity insurance. Chapter 1 Calculation and Reporting of Maintenance of Capital Division 1 Liquid Assets and Insurance Used for Maintenance of Capital Clause 4
) providing services of trading a government bond or a bond of which principal and interest are guaranteed by the Ministry of Finance on the condition that the holder shall be able to redeem on a fixed price or
following conditions: (1) in case of bond offering, the conditions specified in Division 1 shall apply; 13 (2) in case of corporate bond offering, the conditions specified in Division 2 shall apply; Division
______________________ Division 1 Approval Rules ______________________ Clause 16 The applicant for an offer for sale of bonds shall have the following qualifications: (1) the financial statements and the consolidated
denominated in Thai Baht for sale in a public offering in accordance with Chapter 2 shall comply with the following conditions: (1) for the offering of bonds, the conditions provided under Division 1 shall be
, within the period specified in Clause 30, it appears that the approved entity for the offer of bonds for sale on a program basis is unable to maintain its qualifications in accordance with Division 1, the
positions for the clients by other law. Chapter 3 Engagement in Agreements with Clients prior to Providing Services ______________________ Division 1 General Provisions _______________________ Clause 10 In