กลา่วไมม่ ีrating ใหบ้นัทกึเป็น None 25 Collateral Collateral (Type of Guaranteed) varchar(1) ชดุ code ทีก่ าหนด (Collateral) 26 Claim Type Claim Type varchar(1) ชดุ code ทีก่ าหนด (Claim Type) 27 Current Par
investment period can be specified) (d) What are the factors that would have a significant impact on the investment of investors? (e) Is this a guaranteed mutual fund, a guaranteed capital and return mutual
้าประกัน varchar(20) Y ถา้ไมม่ผีูรั้บรอง/ผูรั้บอาวลั/ผูส้ลักหลัง/ผูค้ ้าประกัน หรอืผูเ้กีย่วขอ้งดังกลา่วไมม่ ีrating ใหบ้นัทกึเป็น None 24 Collateral Collateral (Type of Guaranteed) varchar(1) ชดุ code
CFD-issuer 1. 1.1 1.2 1.3 1.4 ... 2 2.1 ( 2.2 2.3 2.4 / / / / 2.5 2.6 ( .. 2.7 2.8 oversubscription) (Funding portal) CFD-issuer excel ID code %) 1 1 1 1 1 % 2
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
10,000,000 Debentures No. 9/2018, Class 1 PP-10 21 Dec 18 20 Dec 19 10,000,000 Debentures No. 9/2018, Class 2 PP-10 27 Dec 18 26 Dec 19 30,000,000 Guaranteed Debentures No.1 / 2018 II&HNW 6 Jul 18 6 Jul 20
investment; (2) bonds or debt instruments issued or guaranteed by foreign governments, foreign government agencies, or international organizations; (3) bonds or debt instruments issued or guaranteed by state
Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of conduct approved by the board
Office; and (4) Refrain from violating the relevant professional code of conduct and standards as specified by the association, in any aspects material to maintaining its status as professional, or in any
the relevant professional code of conduct and standards as specified by the association, in any aspects material to maintaining its status as professional, or in any aspects which would affect the