S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under

Mr. Niel Arthur Robbirt Mr. Niel Arthur Robbirt colluded with other alleged offender in operating securities businesses of brokerage and persuade the investors to invest by Global Consultant Limited

Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used

Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343

Scan Global Public Company Limited Scan Global Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2019 and (2) the annual report for the year 2019

Navista Global Markets Ltd. Navista Global Markets Ltd. (Navista) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The

Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such

JKN Global Group Public Company Limited JKN Global Group Public Company Limited, a securities issuer, failed to prepare and submit the reviewed financial statements for Q1/2024 through the

SCAN GLOBAL Public Company Limited SCAN GLOBAL Public Company Limited failed to prepare and submit the financial statements for the year 2014, the annual registration statement for the year 2014

SCAN GLOBAL Public Company Limited SCAN GLOBAL Public Company Limited (“SCAN”) Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit the financial statements for the six