level of care and diligence expected of a professional in safeguarding the interests of the bondholders. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 143/2025

operations of Dao Securities (Thailand) Public Company Limited (“DAOLS”), was required to ensure that DAOLS performed its duties with the level of care and diligence expected of a professional in safeguarding

Mr. Phonlakrit Klamkruea Mr. Phonlakrit Klamkruea, an authorized director of Dragon Energy Technology and Organizer Company Limited was responsible for the company's operations. His failure to

Professional Waste Technology (1999) Public Company Limited Professional Waste Technology (1999) Public Company Limited failed to prepare and submit the annual registration statement for the year

Dragon Energy Technology and Organizer Company Limited Dragon Energy Technology and Organizer Company Limited reported an incident in which the Company breached the debt repayment agreement for the

digital assets to be offered for trading, including the delisting of digital assets. Moreover, Zipmex failed to perform its duties with due care as the professional should exercise in accordance with

L.V. TECHNOLOGY PUBLIC COMPANY LIMITED L.V. Technology Public Company Liimited (LVT) failed to prepare and submit the financial statements for Q3/2014 to the SEC and the SET within the specified

L.V. Technology Public Company Limited L.V. Technology Public Company Limited, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2017, and (2) the reviewed financial

L.V. TECHNOLOGY Public Company Limited L.V. TECHNOLOGY Public Company Limited (“LVT”), delayed to prepare and submit the accurate financial statements and financial reports within the period of time

Mr. Amorn Meemano Mr. Amorn Meemano, the Chief Executive Officer responsible for the operation of AJ Advance Technology Public Company Limited (“AJA”), was liable for AJA’s failure to prepare and